VA Benefits – The Claims File

When applying for disability benefits from the VA and going through the appeals process to get compensation, most veterans have a lot of questions when getting started. Maybe you wonder what to do once you have filed your appeal, or what you can do to help your claim, or simply why it’s taking so long to get the process moving. When we first take on a case, many veterans call within a few weeks or months wanting to know the status of their case, what we have done, and why the case is not moving along faster. While we cannot speak for the VA, we can shed some light on one of the most important facets of the claim that we spend a significant amount of time on: the Claims File.

The first few months of an appeal tend to be stagnant solely because we are waiting for the VA to send us the veteran’s claims file. We cannot proceed with a claim until we receive this file from the VA. This is a crucial component to establishing a claim for disability benefits because it contains the information we need to understand the claim and how to prove it. And unfortunately, obtaining this file comes with a wait-time.

What is the C File?

The Claims file, also known as the C File, is the compilation of all of the documents the VA has pertaining to the veteran since released from service. These are the records that the VA has looked at and taken into consideration when evaluating a veteran’s claim for compensation. It contains everything the VA has collected over the course of a claim, from the initial claims, to the decisions made by the VA as well as service records, service treatment records, medical records (from VA facilities and private doctors), compensation and pension exams, social security records, and buddy statements (witness statements from family and friends) filed or used in support of the claim. Because it contains so many documents, it tends to be hundreds to thousands of pages long, and sometimes with pages out of order, duplicated, or missing.

How do you get it?

To get the C File, you have to request it from your local Regional Office (RO) under the Freedom of Information Act (FOIA). It takes the RO anywhere from 2-6 months on average to process the request and provide a copy of the C file. Unfortunately, sometimes it can take much longer, even up to a year. When the RO fails to produce the file in a reasonable amount of time, you can file an appeal to compel them to produce it. Getting disability benefits is a long and difficult process, and unfortunately the long wait tends to start from the very beginning with the first crucial step of obtaining the C File.

Why is it so important?

Once you acquire a copy of the C File, it is best to review it thoroughly to assess all of the evidence. It is important to look at the C File piece by piece so that you know what evidence the VA has taken into consideration when making a decision and what is still missing or what would be helpful to prove your claim. Doing this not only helps you determine what evidence is favorable, it also helps to see what has already been done on the claim and what still needs to be done. You’ll want to look for the history of each claim to make sure that there are no decisions pending or claims that were never considered. Finding mistakes from the VA could potentially lead to a clear and unmistakable error, and lead to past due benefits. The VA may also have not fully developed a claim, such as by failing to request certain medical or service records that would have been helpful. And remember, the VA has a duty to assist veterans in developing their claims, including obtaining records.

Another way that we use the C File is to obtain additional medical evidence through an Independent Medical Examination or Opinion. Usually when there is an unfavorable Compensation & Pension Exam, a good way to rebut that evidence is with a medical opinion that contradicts the C&P Exam. Once we determine that a private medical opinion is needed, we determine what kind of medical opinion we need, such as a nexus statement from a psychiatrist or an increased rating opinion from a cardiologist. We then usually send the C File to the doctor for review with the relevant medical records and C&P exams, to be able to formulate a comprehensive and thorough opinion.

This is why the C File is so important, and why we have to wait until we receive it before we can effectively take action on the appeal.

Author Melanie Franco, Hill & Ponton, P.A. Attorney

5 Ways to get Service Connected for VA Benefits

There are five ways to establish service connection for a disability:

  • Direct service connection
  • Secondary service connection
  • Service connection by aggravation
  • Presumptive service connection
  • Service connection for injuries caused by VA health care

Direct service connection is the most common way to acquire benefits for a disability. It is when the disability can be linked to service through a medical nexus. You need evidence of 3 things: 1) a disability 2) an incident in service, such as a disease, injury, or event and 3) a nexus linking the two.  The nexus is usually going to be a medical statement concluding that it is at least 50% likely that the current disability is related to the incident in service. This is the direct way to establish service connection.

Secondary service connection is when a disability is caused by or aggravated by an already service connected condition. The burden of proof remains that it is as likely as not that the second disability was caused or aggravated by the first. An example of this would be if the veteran has a service connected ankle injury that causes the veteran to develop a limp, which then causes back problems for the veteran. If there is medical evidence that the back problem is as likely as not caused by the limp and ankle injury, the veteran can be compensated for the back problems through secondary service connection.

Service connection by aggravation is when a veteran has a preexisting condition that is aggravated during service. If a pre-existing condition worsens during service, it is presumed that it was aggravated by service, and therefore service connected. The preexisting condition has to have been noted in the military entrance examination. The VA may try to show that the condition was aggravated due to the natural progression of the disease, and if they succeed, the veteran will not be entitled to service connection. The veteran also has to be able to prove that the aggravation of the condition is not a temporary increase in the severity of the condition. A medical opinion stating that the aggravation of the condition was caused by service is the best evidence to prove the condition was not worsened from the natural progression of the disease. This then establishes service connection by aggravation.

Presumptive service connection is when the veteran’s disability did not start in service, but is presumed to be connected to service because of a VA regulation. The veteran does not have to prove a connection between the condition and service, it is already presumed. There are however, certain requirements to qualify under these presumptions, such as the disability appearing within a certain period of time, or the veteran having served for a specific amount of time, during a specific time period, or at a specific location. The veteran will need to show either that the disability was diagnosed during the specific period required, or that the symptoms of the disability manifested during that time. There are conditions presumed connected to service based on VA laws. For example, there are certain diseases presumed to be service connected for veterans exposed to Agent Orange, such as diabetes mellitus type 2, Hodgkin’s disease, Ischemic heart disease, coronary artery disease, and Parkinson’s disease. There are also chronic conditions that are granted service connection if they arose within an applicable time limit after service, usually one year following service with a few exceptions. Some examples of these chronic conditions are arthritis, diabetes mellitus, schizophrenia, lupus, and multiple sclerosis. Then there are conditions that are presumptively service connected for service in the Persian Gulf, known as Gulf War Syndrome. The veteran must have served in Southwest Asia from August 1990 through the present, in operations such as Desert Shield, Desert Storm, Iraqi Freedom, and New Dawn.  The conditions are either undiagnosed illnesses (cannot be diagnosed by a physician), or medically unexplained chronic multi-symptom illnesses (the illness is diagnosed but the cause is unknown). A few examples of these are fibromyalgia, chronic fatigue syndrome, and functional gastrointestinal disorders.  The full list of diseases and conditions can be found here.

The last way to establish service connection comes from injuries caused by VA medical care. When there is an injury or aggravation of a previous injury that was caused by VA hospitalization, VA medical surgery or treatment, a VA exam, or vocational rehabilitation, it will be presumed that the injury is service connected. The veteran can seek compensation through service connection, or file a completely separate claim under the Federal Tort Claims Act or under 38 USC § 1151, similar to a medical malpractice claim against the VA.

Each of these ways of establishing service connection presents its challenges but arrive at the ultimate goal of establishing service connection to be compensated for your injury or disability.

Author Melanie Franco, Hill & Ponton, P.A. Attorney